“There’s a relatively simple solution to this. Eliminate the broker-dealer exemptions and the ERISA exceptions.”
Tag "Fiduciary Standard"
Regulators warn, fiduciary fades and making the same old investment mistakes.
How #401k plans create millionaires, the coming fiduciary Wild West and fee hypocrisy
Pension confusion, more fiduciary questions and fee-caps for 401k?
“Studies have shown that the largest factor in determining the success level of retirement savers is their level of savings.”
Gov Wants Your Retirement, Spirit of Fiduciary and are plan sponsors too patronizing when it comes to investments?
Gov problems not related to “shutdown,” SEC to water down Fiduciary Standard? and more investment follies
Exposed as misleading as early as 1999, should 401k plan sponsors continue to risk increasing their fiduciary liability by condoning their use?
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/7/14
DOL gets tough, Fiduciary Gridlock a blessing? and Good Investment advice.