fiduciary

DOL Smacks 401k Adviser for 12b-1 Fiduciary Breach. Plan Sponsors Next?

An old case suddenly takes on more relevance as the DOL may have Plan Sponsors in their cross-hairs.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/22/13

Washington talks of scrambling nest eggs, DOL smacks poor fiduciaries and silly season for investments.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/15/13

Washington gridlock may save the 401k, bad news for some fiduciaries and an academic shows a certain lack of field experience.

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Why 401k Investors Chase Performance – and How to Prevent It

The sin of recency consumes far too many investors. How can they help themselves?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/1/13

Tax your retirement plan? 12b-1 fees don’t work? SEC opens Fiduciary Standard cost comment period? and more!

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/22/13

DC/DB confusion, the real fiduciary issue and a fee fight breaks out.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/15/13

How to prepare for a DOL Audit, SEC on the brink? and solutions looking for a problem.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/8/13

Americans to Gov: Don’t Tread on My 401k; Americans to Big Finance: Don’t Tread on My 401k; Americans to Markets: What, me worry?

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