Form 5500 facts, fiduciary friends fight foes and Investment foibles.
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It’s an answer everyone is searching for – and it just might surprise you.
Pension Run Amok! Fiduciary in the Fast Lane (Not!) and relearning investments.
What most often triggers a DOL audit? What liability exposure does the ERISA/401k fiduciary typically face as a result of a DOL audit? Can a retirement plan fiduciary face criminal charges? What does the DOL auditor expect from the ERISA/401k fiduciary? What are the four critical keys the plan fiduciary should focus on during a DOL audit? Does the DOL have an ideal “Wish List of Materials” they expect an ERISA/401k fiduciary to provide them during a DOL audit?









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