IRA
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 10/7/11
A flurry of a week that saw lawmakers go back to the future, the brokers get more than they bargained for and another good “teachable moment” for investing.
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/30/11
Last week seemed a lot like 1968,… and not because mindless protesters were making the news.
As Brokers Cheer, Advisers Sound Off on DOL 401k Fiduciary Capitulation
The Fiduciary Standard is American as motherhood, apple pie and Quaker Oatmeal.
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/16/11
Has the SEC screwed the pooch regarding the uniform fiduciary standard? Will the same politics infect the DOL’s proposed Fiduciary Rule and Fee Disclosure Rule?
Industry Fights Hard to Exclude IRAs from Fiduciary Standard
Is this the last gasps of a dying business model whose ruins new life seems destined to find rebirth?
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/2/11
As the fight shift from adopting a fiduciary standard to redefining “fiduciary,” we learn the fee-counters might be counting the chickens before they’re hatched.
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 8/26/11
A week with compliance news coming in from all sides. What issue will have the greatest impact?
Why Risk Doesn’t Matter to the ERISA Fiduciary
First the bad news: The client isn’t always right. Now the worse news: If you listen to the client you’ve just bitten off a chunk of fiduciary liability. How did you get in this mess in the first place?
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