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Tag "Patrick Williams"

How Cunningham v. Cornell Exposes the Illusion of 401k Plan Fiduciary Compliance

    How Cunningham v. Cornell Exposes the Illusion of 401k Plan Fiduciary Compliance

Cunningham v. Cornell is testing whether traditional 401k fiduciary compliance truly protects plan sponsors. Courts and regulators are probing governance gaps, personal liability, and participant harm more aggressively than ever.

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Top Governance Pitfalls Plan Sponsors Must Avoid in 2026 Amid Record ERISA Lawsuits

    Top Governance Pitfalls Plan Sponsors Must Avoid in 2026 Amid Record ERISA Lawsuits

Fiduciary litigation did not let up in 2025, and 2026 is seeing even more refined theories targeting 401k plans. Plan sponsors must look beyond procedural checklists to avoid the top governance pitfalls that trigger personal liability and erode participant savings.

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What A 401k Fiduciary Needs to Know About The DOL’s Rescission of 2022 Crypto Guidance

    What A 401k Fiduciary Needs to Know About The DOL’s Rescission of 2022 Crypto Guidance

Applying these duties to volatile cryptocurrencies requires careful thought and documentation. How, then, is the industry interpreting this “neutral stance” from the DOL?

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These 401k AI Tools Are Revolutionizing Fiduciary Provider Sales and Marketing

    These 401k AI Tools Are Revolutionizing Fiduciary Provider Sales and Marketing

Fiduciary sales thrive on market intelligence, as 401k AI tools uncover prospect risks to drive strategies.

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