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Tag "prohibited transaction"

Exclusive Interview with fi360’s Duane Thompson: Dual Registration’s Impact on the Fiduciary Standard

In many ways, the fallout of the Merrill Rule made this debate what it is today.

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Exclusive Interview with Ron Rhoades: Revenue Sharing – Two Hats are Worse than One

The adage you can’t serve two masters is as old as the Bible. So why are 401k plan sponsors making this mistake and why is the DOL allowing them to do so?

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