revenue sharing
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/2/16
Shotgun compliance, fiduciary naivete, and free markets trump high fees.
401k Fiduciary Alert: Regulators Targeting 12b-1 Fees, Is Revenue Sharing Far Behind?
You may not remember this, but several months ago the SEC penalized three AIG affiliates $7.5 million for charging $2 million in extra 12b-1 fees as a result of directing clients into these higher fee share classes when less expensive share classes were available (“SEC fines AIG advisors $9.5M,” CNBC, March 15, 2016). If you […] Read Full Article
Exclusive Interview with Michael Kitces: DOL Fiduciary Rule a “Pivotal Moment”
“The SEC systematically failed to enforce for the past two decades, and now the DOL has by necessity forced the issue.”
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/1/16
Fiduciary Twists, Behavioral Subtleties, and Market Timing Failures.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/17/16
Compliance tug of war, John Oliver speaks, and a truce in the passive-active war.
A Brave New World for 401k Plans Sponsors without Conflict-of-Interest Fees
Without conflict-of-interest fees like 12b-1 fees and revenue sharing, the world becomes a lot simpler for 401k plan sponsors and a lot safer for plan participants.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/22/16
Bad State retirement plans, Fiduciary Rule’s a comin’ (oh yeah), and zigging investments when you should be zagging.
The Ten Most Popular 2015 FiduciaryNews.com Articles for the 401k Plan Sponsor and Fiduciary
Don’t be surprised if this collective wisdom confirms certain instincts you have always possessed, drives a stake in the heart of a myth you’ve long embraced, and opens your mind to an idea you’ve never thought to consider.
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