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Tag "SEC"
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“The SEC systematically failed to enforce for the past two decades, and now the DOL has by necessity forced the issue.”
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Here’s the raw, uncut interview with the straight talking industry giant who was on to “fiduciary” before we even knew what it was.
Compliance tug of war, John Oliver speaks, and a truce in the passive-active war.
Fiduciary suit, a fee Gotcha! and an indexing Oops!
We hold these fiduciaries to be self-evident… This is not the beginning of the end, it is the end of the beginning…
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/29/16
Insane compliance, a whole new fiduciary world, and bad news for index funds