“The SEC systematically failed to enforce for the past two decades, and now the DOL has by necessity forced the issue.”
Tag "SEC"
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Here’s the raw, uncut interview with the straight talking industry giant who was on to “fiduciary” before we even knew what it was.
Compliance tug of war, John Oliver speaks, and a truce in the passive-active war.
Fiduciary suit, a fee Gotcha! and an indexing Oops!
We hold these fiduciaries to be self-evident… This is not the beginning of the end, it is the end of the beginning…
Is it the end of the fiduciary era? Does fuzzy math hurt retirement savers? Does risk trump age?
Without conflict-of-interest fees like 12b-1 fees and revenue sharing, the world becomes a lot simpler for 401k plan sponsors and a lot safer for plan participants.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/22/16
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