The State in Flux, “Fiduciary” as product, and 12b-1 redux.
Tag "SEC"
Regulator showdown? Fiduciary liability redux? and Failing 401k Fee 101?
Faux Regulation, Fiduciary Liability Redux, and Interest Rate Follies.
“…if you are operating under the fiduciary standard… the future of regulation may dramatically change the very business model you have come to love; and the reasons you love it are the very same reasons it is under attack.”
Changing retirement plans, government fiduciary breach, and more mutual fund silliness.
Ron also says to “sunset” BICE, eliminate all conflicts-of-interest, and don’t trust FINRA.
The Camel’s Nose. the Faustian Fiduciary Bargain, and an Ode to the Annuity.
Punting Pensions, Uncovering Hidden Fees, and Investing Concerns.
401k Works, Hidden Fee Bad, and Investor PTSD.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/29/16
Misplaced credit, Fiduciary Rule submitted, and more fee suits.