Is the DOL about to give brokers everything they want?
Tag "SEC"
When it comes to being a fiduciary, the customer is, most assuredly, not always right.
Uncle Sam Wants Your Retirement, Fiduciary Reruns, and TDFs under fire.
Government IRA takeover questions, “Best Interests” truthers, and courting fees.
Social Ponzi Scheme Security, DOL delays, and active ascends.
They say less is more, and nowhere is that more true than in 401k participant fee disclosure.
Fiduciary battle begins, investment product problems, and retirement confidence rises.
What currently much discussed 401k “need” was successfully fought by the PSCA in the 1950s?
IRS tries hard, fiduciary home stretch, and 12b-1 fees in the doghouse.
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Government Resources
- DOL: elaws – ERISA Fiduciary Advisor
- DOL: Fiduciary Education Campaign: Getting It Right – Know Your Fiduciary Responsibilities
- DOL: Getting Ready for Changes In Filing Your Plan’s Annual Return/Report Form 5500
- DOL: Meeting Your Fiduciary Responsibilities
- DOL: Reporting and Disclosure Guide for Employee Benefit Plans
- DOL: Selecting An Auditor For Your Employee Benefit Plan
- DOL: Selecting And Monitoring Pension Consultants
- DOL: Tips For Selecting And Monitoring Service Providers For Your Employee Benefit Plan
- DOL: Understanding Retirement Plan Fees And Expenses
- DOL: What You Should Know About Your Retirement Plan
Info for Professionals
Blogroll
Tags
12b-1 401k 403b 408(b)(2) active Annuity Asset Allocation auto-enrollment baby boomer court ruling disclosure DOL ERISA ETF fee Fee Disclosure Rule fiduciary Fiduciary Rule Fiduciary Standard HSA IRA IRS liability MEP Millennial Modern Portfolio Theory mutual fund passive pension plan participant plan sponsor retirement revenue sharing risk RMD Rollover Roth saving SEC Social Security state-run retirement plans target date fund tax TDF top 10
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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 8/21/15
Rethinking Retirement Policy, Fees that Matter, and Keeping Investment Simple.