Without conflict-of-interest fees like 12b-1 fees and revenue sharing, the world becomes a lot simpler for 401k plan sponsors and a lot safer for plan participants.
Tag "SEC"
Faux Regulation, Fiduciary Liability Redux, and Interest Rate Follies.
“…if you are operating under the fiduciary standard… the future of regulation may dramatically change the very business model you have come to love; and the reasons you love it are the very same reasons it is under attack.”









FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/20/16
Is it the end of the fiduciary era? Does fuzzy math hurt retirement savers? Does risk trump age?