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Tag "SEC"

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/31/13

The week reveals the sometimes uncomfortable truth about fees, fiduciary and fixed income.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/24/13

Does more DC talk mean less action? Slowdown, Fiduciary Standard, you move too fast, and more about investment bubbles.

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Exclusive Interview with CFA’s Barbara Roper: Why a Fiduciary Standard Helps All Investors and 401k Plan Sponsors

America’s leading investor advocate explains why we need a fiduciary standard and why we should have never been having this debate in the first place!

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/17/13

Post IRS, can DC be trusted with Fiduciary? Meanwhile, pop culture tries to define Fiduciary as there appears to be something strange brewing in the markets.

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Has SEC Unfairly Rigged Its Fiduciary Questionnaire?

The SEC is asking “how do we constrain fiduciary” instead of the other way around.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/19/13

Industry slams Obama Retirement Tax Plan, the coming Fiduciary Showdown and back to the old normal regarding investments.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/5/13

Do we need to re-educate policy makers on the concept of the Ponzi Scheme? IRA Rollovers – Good or Bad? Are Advisers charging too little?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/22/13

Washington talks of scrambling nest eggs, DOL smacks poor fiduciaries and silly season for investments.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/15/13

Washington gridlock may save the 401k, bad news for some fiduciaries and an academic shows a certain lack of field experience.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/8/13

Tax reform to take bite of 401ks? Can SEC draw fire from both sides? What is ‘Plan B’ for fees?

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