Year: 2011
As Brokers Cheer, Advisers Sound Off on DOL 401k Fiduciary Capitulation
The Fiduciary Standard is American as motherhood, apple pie and Quaker Oatmeal.
3 Ways 401k Plan Sponsors Can Help Employees Make Better Investment Decisions
The research has been around for more than a decade. Why do regulators and the industry ignore it?
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/16/11
Has the SEC screwed the pooch regarding the uniform fiduciary standard? Will the same politics infect the DOL’s proposed Fiduciary Rule and Fee Disclosure Rule?
Time for SEC’s Schapiro to Resign?
A Play-by-Play citing media articles throughout the year showing how SEC Chair Mary Schapiro misplayed her strategy to hold the fiduciary standard hostage for more Congressional money.
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/9/11
Will the fiduciary standard go down with Obama? Will they finally pay attention to the 401k Fee ticking time bomb? And, when will they ever learn?
Industry Fights Hard to Exclude IRAs from Fiduciary Standard
Is this the last gasps of a dying business model whose ruins new life seems destined to find rebirth?
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/2/11
As the fight shift from adopting a fiduciary standard to redefining “fiduciary,” we learn the fee-counters might be counting the chickens before they’re hatched.
Risk and the 401k Investor: How Plan Sponsors Can Avoid Misleading Employees
Here are three easy practices a 401k plan fiduciary can implement to avoid one of the common investing mistakes identified by researchers in the field of behavioral finance.
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