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Posts From Christopher Carosa, CTFA

4 Easy Steps 401k Plan Sponsors Can Take to Insure a Well-Documented Investment Due Diligence Process

401k Plan Sponsors often see due diligence as a burden. It needn’t be.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/30/12

Now we know why Washington has been dissing the 401k, why we lost the war for the fiduciary standard and why investors keep losing money.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/23/12

What’s up with the anti-401k conspiracy? Is the DOL about to cave of the Fiduciary Rule?

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Why the Traditional Structure of Investment Policy Statements Won’t Work for 401k Plan Sponsors

What worked in the past might mislead today. Worse, it might not include everything it needs to include. Find out what’s still useful, what isn’t and what needs to be added.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/16/12

A funny thing happened on the way to the fiduciary standard lynching and what the world will look like when fees are transparent

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Exclusive Interview with Ary Rosenbaum: The 3 Biggest Compliance Obstacles for 401k Plan Sponsors

Here’s a quick overview of the most important facts surrounding key regulatory laws and rules, with some practical legal advice thrown in.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/9/12

A sneak peek at the Coming Thing for 401k plans, major plan sponsors dramatically reduce investment options and How do you explain America’s love affair with such a poorly performing 401k option?

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408(b)(2) Compliance and the Service Provider List

Fee Disclosure must be done by service. 401k plan sponsors relying on bundled service providers might be in for a surprise.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/2/12

Politicians want to milk the 401k cash cow, the DOL catches the industry with its pants down and just who does really benefit from the new Fee Disclosure Rule?

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Successful 401k Education Programs – Does Yours Measure Up?

Even if you can’t lead him to drink, you still have the fiduciary duty to lead a horse to water.

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