Fiduciary News

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Posts From Christopher Carosa, CTFA

Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/30/11

Last week seemed a lot like 1968,… and not because mindless protesters were making the news.

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3 More Ways 401k Plan Sponsors Can Help Employees Make Better Investment Decisions

New research suggests a better way to communicate critical investment information.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/23/11

Will this be known as the week we lost the fiduciary standard?

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As Brokers Cheer, Advisers Sound Off on DOL 401k Fiduciary Capitulation

The Fiduciary Standard is American as motherhood, apple pie and Quaker Oatmeal.

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3 Ways 401k Plan Sponsors Can Help Employees Make Better Investment Decisions

The research has been around for more than a decade. Why do regulators and the industry ignore it?

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/16/11

Has the SEC screwed the pooch regarding the uniform fiduciary standard? Will the same politics infect the DOL’s proposed Fiduciary Rule and Fee Disclosure Rule?

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Time for SEC’s Schapiro to Resign?

A Play-by-Play citing media articles throughout the year showing how SEC Chair Mary Schapiro misplayed her strategy to hold the fiduciary standard hostage for more Congressional money.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/9/11

Will the fiduciary standard go down with Obama? Will they finally pay attention to the 401k Fee ticking time bomb? And, when will they ever learn?

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Industry Fights Hard to Exclude IRAs from Fiduciary Standard

Is this the last gasps of a dying business model whose ruins new life seems destined to find rebirth?

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/2/11

As the fight shift from adopting a fiduciary standard to redefining “fiduciary,” we learn the fee-counters might be counting the chickens before they’re hatched.

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