Fiduciary News

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Tag "Fiduciary Rule"

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/25/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/25/15

Regulator showdown? Fiduciary liability redux? and Failing 401k Fee 101?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/18/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/18/15

Faux Regulation, Fiduciary Liability Redux, and Interest Rate Follies.

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Exclusive Interview: Clark Blackman II Says SEC Fiduciary Fix “Not Tough Stuff”; Proposed DOL Fiduciary Rule a “Band-Aid”

    Exclusive Interview: Clark Blackman II Says SEC Fiduciary Fix “Not Tough Stuff”; Proposed DOL Fiduciary Rule a “Band-Aid”

“…if you are operating under the fiduciary standard… the future of regulation may dramatically change the very business model you have come to love; and the reasons you love it are the very same reasons it is under attack.”

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/11/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/11/15

Crazy ideas that just might work, following the money, and crazy ideas that just don’t work.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/27/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/27/15

Changing retirement plans, government fiduciary breach, and more mutual fund silliness.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/20/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/20/15

The government sting, the fiduciary misdirection, and the fee hook.

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Exclusive Interview: Ron Rhoades Threatens to Oppose Any Weakening of Fiduciary Standard

    Exclusive Interview: Ron Rhoades Threatens to Oppose Any Weakening of Fiduciary Standard

Ron also says to “sunset” BICE, eliminate all conflicts-of-interest, and don’t trust FINRA.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/13/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/13/15

More myIRA, SEC’s turn at Fiduciary, and rate hike worries.

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Will New DOL Rule Contain Fiduciary Surprise for 401k Recordkeepers?

    Will New DOL Rule Contain Fiduciary Surprise for 401k Recordkeepers?

While everyone’s talking about the potential impact the DOL’s proposed new Fiduciary Rule will have on IRAs and the brokerage industry, the greater impact may be on recordkeepers within the 401k industry.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/30/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/30/15

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