“There’s a relatively simple solution to this. Eliminate the broker-dealer exemptions and the ERISA exceptions.”
Tag "SEC"
Ron Rhoades explains how and why we lost the fiduciary standard and why that might be a good thing for bona fide fiduciaries.
What might surprise you the most is how easily the industry will adapt to the new fiduciary guidelines.
Gov Wants Your Retirement, Spirit of Fiduciary and are plan sponsors too patronizing when it comes to investments?
Gov problems not related to “shutdown,” SEC to water down Fiduciary Standard? and more investment follies
Who really owns your retirement fund, Fiduciary Rule coming to a head and stupid investments.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/17/14
Regulators warn, fiduciary fades and making the same old investment mistakes.