Readers Select Top Fiduciary Stories of 2009: #7 The SEC’s Statement on 12b-1 fees
January 25
14:38 2010
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12b-13(21)(A)Ary Rosenbaumbrokercompensationconflictconflict of interestConflicts of InterestCongressConsumer Federation of AmericaDepartment of LabordisclosureDOLERISAFeesfiduciaryFiduciary NewsFiduciaryNewsFinancial Services ConferenceFrank RussellFrost National BankHastingsLinkedInMary SchapiroMeyer Suozzi English & Kleinmutual fundPNC BankSchapiroSECSecurities & ExchangeSecurities and Exchange CommissiontransperancyWashingtonWashington DC
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Christopher Carosa, CTFA
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Government Resources
- DOL: elaws – ERISA Fiduciary Advisor
- DOL: Fiduciary Education Campaign: Getting It Right – Know Your Fiduciary Responsibilities
- DOL: Getting Ready for Changes In Filing Your Plan’s Annual Return/Report Form 5500
- DOL: Meeting Your Fiduciary Responsibilities
- DOL: Reporting and Disclosure Guide for Employee Benefit Plans
- DOL: Selecting An Auditor For Your Employee Benefit Plan
- DOL: Selecting And Monitoring Pension Consultants
- DOL: Tips For Selecting And Monitoring Service Providers For Your Employee Benefit Plan
- DOL: Understanding Retirement Plan Fees And Expenses
- DOL: What You Should Know About Your Retirement Plan
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