The SEC is asking “how do we constrain fiduciary” instead of the other way around.
Posts From Christopher Carosa, CTFA
Industry slams Obama Retirement Tax Plan, the coming Fiduciary Showdown and back to the old normal regarding investments.
Why do so many common sense notions fail to work in the investment world?
Do you really own your retirement money? Prohibit non-fiduciaries from using term “advisor”? More target date fund troubles?
It’s a sad world where “safety first” has the opposite effect.
If maintaining fiduciary due diligence were easy, they wouldn’t publish a list like this.
Stockton Pension Bankruptcy a Harbinger? DOL’s Fiduciary Rule Racist? Fees Reality About to Hit 401k Plan Sponsors?
An old case suddenly takes on more relevance as the DOL may have Plan Sponsors in their cross-hairs.










FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/26/13
PBS’ Frontline Retirement Gamble fallout, falling fees, and soon to be falling bonds prices.